SEC Form 4 · accession 0001562180-17-001728
SAIA INC · SAIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herbert A Trucksess III
Director
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2017 | A | 1,942 | $0.00 | A | 198,442 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | holding | — | — | — | — | — | Common Stock | 2,199 | 2,199 | D |
Explanation of responses
- F1The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as a Director.