SEC Form 4 · accession 0001562180-17-000630
SAIA INC · SAIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark H Robinson
Officer — Vice President of IT
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | S | 6,042 | $48.00 | D | 1,217 | D | |
| Common Stock | Feb 10, 2017 | M | 6,570 | $31.50 | A | 7,787 | D | |
| Common Stock | Feb 10, 2017 | S | 6,570 | $48.00 | D | 1,217 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $31.50 | Feb 10, 2017 | M | 6,570 | D | Feb 4, 2017 | Feb 3, 2021 | Common Stock | 6,570 | 0 | D |
| Phantom StockF1,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 13,486 | 13,486 | D |
| Stock Options (Right to Buy) | $43.01 | holding | — | — | — | Feb 3, 2018 | Feb 3, 2022 | Common Stock | 6,410 | 6,410 | D |
| Stock Options (Right to Buy) | $27.45 | holding | — | — | — | Feb 8, 2019 | Feb 8, 2023 | Common Stock | 11,600 | 11,600 | D |
| Stock Options (Right to Buy) | $46.35 | holding | — | — | — | Feb 7, 2020 | Feb 7, 2024 | Common Stock | 3,090 | 3,090 | D |
Explanation of responses
- F1The conversion rate of this derivative security on February 10, 2017 is 1.2028 resulting in 16,220.38 shares of common stock (underlying security in column 7).
- F2Immediate
- F3The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.