SEC Form 4 · accession 0001185034-16-000002
ENANTA PHARMACEUTICALS INC · ENTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Mellett
Officer — Treasurer and CFO
Period of report
Sep 28, 2016
Accepted (ET)
Sep 29, 2016 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177648
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $14.00 | Sep 28, 2016 | A | 3,478 | A | Sep 28, 2016 | Mar 20, 2023 | Common Stock | 3,478 | 3,478 | D |
Explanation of responses
- F1On March 20, 2013, the reporting person was granted an option to purchase 41,763 shares of common stock, which becomes reportable on Form 4 only if and to the extent that the option becomes exercisable. The option becomes exercisable in up to nine installments, based on Enanta's achievement of certain clinical milestones with respect to three or more programs that progress in clinical development. This report reflects the additional shares that became exercisable upon achievement of one of the milestones. As of the date of this filing, a total of 33.33% of the shares subject to the option have become exercisable.