SEC Form 4 · accession 0001192482-18-000445
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Romanko
Officer — EVP of Merchandising
Period of report
Sep 24, 2018
Accepted (ET)
Sep 25, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 24, 2018 | M | 3,308 | $39.30 | A | 18,092 | D | |
| Common Stock | Sep 24, 2018 | S | 3,308 | $126.00 | D | 14,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $39.30 | Sep 24, 2018 | M | 3,308 | D | — | Mar 11, 2026 | Common Stock | 3,308 | 3,308 | D |
Explanation of responses
- F150% of the option grant vested and became exercisable on March 11, 2018, and the remaining 50% will vest and become exercisable in 25% increments on the third and fourth anniversaries of the grant date, subject to the reporting person's continued employment.