SEC Form 4 · accession 0001192482-18-000371
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric M Specter
Officer — Chief Administrative Officer
Period of report
Jul 28, 2018
Accepted (ET)
Jul 31, 2018 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 28, 2018 | M | 2,500 | — | A | 15,424 | D | |
| Common Stock | Jul 28, 2018 | F | 1,149 | $96.19 | D | 14,275 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 28, 2018 | M | 2,500 | D | — | — | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1On July 28, 2018, 25% of the reporting person's restricted stock unit award vested and converted into 2,500 shares of common stock on a one-for-one basis.
- F2On July 28, 2014, the reporting person was granted 10,000 restricted stock units, of which 50% vested two years after the grant date, 25% vested on the third anniversary of the grant date and 25% vested on the fourth anniversary of the grant date.