SEC Form 4 · accession 0001192482-18-000162
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Romanko
Officer — EVP of Merchandising
Period of report
Apr 18, 2018
Accepted (ET)
Apr 20, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 18, 2018 | M | 6,227 | $33.98 | A | 27,684 | D | |
| Common Stock | Apr 18, 2018 | S | 6,227 | $77.17 | D | 21,457 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $33.98 | Apr 18, 2018 | M | 6,227 | D | — | Jan 19, 2025 | Common Stock | 6,227 | 6,227 | D |
Explanation of responses
- F150% of the option grant vested and became exercisable on January 19, 2017, 25% vested and became exercisable on January 19, 2018 and the remaining 25% will vest and become exercisable on the fourth anniversary of the grant date, subject to the reporting person's continued employment.