SEC Form 4 · accession 0001192482-17-000311
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel D Anderson
Officer — President & CEO · Director
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2017 | M | 20,000 | $34.40 | A | 127,693 | D | |
| Common Stock | Dec 8, 2017 | S | 20,000 | $67.00 | D | 107,693 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $34.40 | Dec 8, 2017 | M | 20,000 | D | — | Jul 21, 2024 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F150% of the option grant vested and became exercisable on July 21, 2016, 25% of the option grant vested and became exercisable on July 21, 2017 and the remaining 25% of the option grant will vest and become exercisable on July 21, 2018.