SEC Form 4 · accession 0001192482-17-000294
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel D Anderson
Officer — President & CEO · Director
Period of report
Dec 1, 2017
Accepted (ET)
Dec 5, 2017 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2017 | M | 14,535 | $0.00 | A | 114,812 | D | |
| Common Stock | Dec 1, 2017 | F | 7,119 | $61.51 | D | 107,693 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Dec 1, 2017 | M | 14,535 | D | — | — | Common Stock | 14,535 | 14,534 | D |
Explanation of responses
- F1On December 1, 2017, 1/2 of the reporting person's 29,069 restricted stock units vested and converted into 14,535 shares of common stock on a one-for-one basis.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3As previously reported, on July 23, 2014, the reporting person was granted 29,069 restricted stock units. 1/2 of the restricted stock units vested on December 1, 2017 and the remaining 1/2 will vest on December 1, 2018, subject to the reporting person's continued employment.