SEC Form 4 · accession 0001192482-17-000206
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric M Specter
Officer — Chief Adminstrative Officer
Period of report
Jul 28, 2017
Accepted (ET)
Aug 1, 2017 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 28, 2017 | M | 2,500 | — | A | 7,889 | D | |
| Common Stock | Jul 28, 2017 | F | 1,199 | $47.41 | D | 6,690 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 28, 2017 | M | 2,500 | D | — | — | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1On July 28, 2017, 25% of the reporting person's restricted stock unit award vested and converted into 2,500 shares of common stock on a one-for-one basis.
- F2On July 28, 2014, the reporting person was granted 10,000 restricted stock units, of which 50% were scheduled to vest two years after the grant date, and the remaining 50% were scheduled to vest in 25% increments on the third and fourth anniversaries of the grant date, subject to the reporting person's continued employment with the Issuer.