SEC Form 4 · accession 0001192482-16-000611
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth R Bull
Officer — CFO & Treas.
Period of report
Jun 8, 2016
Accepted (ET)
Jun 9, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2016 | M | 8,650 | $4.28 | A | 59,682 | D | |
| Common Stock | Jun 8, 2016 | M | 25,950 | $4.95 | A | 85,632 | D | |
| Common StockF1 | Jun 8, 2016 | S | 34,600 | $45.0605 | D | 51,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $4.28 | Jun 8, 2016 | M | 8,650 | D | — | May 22, 2021 | Common Stock | 8,650 | 0 | D |
| Stock Option (right to buy)F2 | $4.95 | Jun 8, 2016 | M | 25,950 | D | — | Oct 15, 2021 | Common Stock | 25,950 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Stock options are fully vested and exercisable.