SEC Form 4 · accession 0001192482-16-000519
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Vellios
Officer — Executive Chairman · Director
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2016 | M | 77,260 | — | A | 723,097 | D | |
| Common Stock | Mar 8, 2016 | F | 33,699 | $38.27 | D | 689,398 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 8, 2016 | M | 77,260 | D | — | — | Common Stock | 77,260 | 231,779 | D |
Explanation of responses
- F1On March 8, 2016, the first tranche of the reporting person's 309,039 restricted stock units vested and converted into 77,260 shares of common stock on a one-for-one basis.
- F2Each performance restricted stock unit represents the contingent right to receive one share of Five Below, Inc.'s common stock.
- F3As previously reported, on December 19, 2014, the reporting person was granted 309,039 restricted stock units vesting in three installments, the first of which vested on March 8, 2016.