SEC Form 4 · accession 0001192482-16-000469
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel D Anderson
Officer — President and CEO · Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2016 | M | 22,288 | — | A | 66,225 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 1, 2016 | M | 22,288 | D | — | — | Common Stock | 22,288 | 0 | D |
Explanation of responses
- F1On January 1, 2016, the last installment of the reporting person's July 21, 2014 grant of 66,860 restricted stock units vested and converted into 22,288 shares of common stock on a one-for-one basis.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3As previously reported, on July 21, 2014, the reporting person was granted 66,860 restricted stock units. 1/3rd of the restricted stock units vested on January 1, 2015; an additional 1/3rd of the restricted stock units vested on October 1, 2015; and the remaining 1/3rd of restricted stock units vested on January 1, 2016.