SEC Form 4 · accession 0001192482-15-000266
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Sargent
Director
Period of report
Jun 18, 2015
Accepted (ET)
Jun 22, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 18, 2015 | M | 2,324 | — | A | 98,541 | D | |
| Common Stock | Jun 18, 2015 | A | 2,271 | $0.00 | A | 100,812 | D | |
| Common Stock | holding | — | — | — | 175,174 | I | By: Sargent Family Investment LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 8, 2015 | M | 2,324 | D | — | — | Common Stock | 2,324 | 0 | D |
Explanation of responses
- F1On June 18, 2015, the date of Five Below, Inc.'s annual meeting of shareholders, 100% of the reporting person's restricted stock unit award vested and converted into 2,324 shares of common stock on a one-for-one basis.
- F2On June 24, 2014, the reporting person was granted 2,324 restricted stock units all of which vest on the earlier of June 24, 2015 and the date of the Five Below, Inc.'s next annual shareholder meeting subject to his continued service.