SEC Form 4 · accession 0001192482-15-000007
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Romanko
Officer — EVP of Merchandising
Period of report
Jan 19, 2015
Accepted (ET)
Jan 21, 2015 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2015 | A | 11,771 | $0.00 | A | 11,771 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $33.98 | Jan 19, 2015 | A | 24,908 | A | — | Jan 19, 2025 | Common Stock | 24,908 | 24,908 | D |
Explanation of responses
- F150% of the option grant will vest and become exercisable two years after the grant date, January 19, 2015, and the remaining 50% will vest and become exercisable in 25% increments on the third and fourth anniversaries of the grant date, subject to the reporting person's continued employment.