SEC Form 4 · accession 0001127602-18-014034
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Executive Officer · Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 2, 2018 | M | 2,000 | $27.87 | A | 22,408 | D | |
| Common Stock | Apr 2, 2018 | S | 500 | $100.412 | D | 21,908 | D | |
| Common Stock | Apr 2, 2018 | S | 500 | $99.731 | D | 21,408 | D | |
| Common Stock | Apr 2, 2018 | S | 500 | $100.10 | D | 20,908 | D | |
| Common Stock | Apr 2, 2018 | S | 260 | $100.122 | D | 20,648 | D | |
| Common Stock | Apr 2, 2018 | S | 140 | $100.14 | D | 20,508 | D | |
| Common Stock | Apr 2, 2018 | S | 100 | $100.129 | D | 20,408 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $27.87 | Apr 2, 2018 | M | 2,000 | D | — | Oct 7, 2020 | Common Stock | 2,000 | 3,623 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2017
- F2This stock option is immediately exercisable as to 3,623 shares and is fully vested.