SEC Form 4 · accession 0001127602-18-002244
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Larocque
Officer — President, N.A. Distribution
Period of report
Jan 19, 2018
Accepted (ET)
Jan 23, 2018 · 10:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2018 | M | 602 | $32.40 | A | 18,060 | D | |
| Common Stock | Jan 19, 2018 | M | 832 | $61.83 | A | 18,892 | D | |
| Common Stock | Jan 19, 2018 | M | 1,810 | $62.90 | A | 20,702 | D | |
| Common Stock | Jan 19, 2018 | M | 1,311 | $89.21 | A | 22,013 | D | |
| Common Stock | Jan 19, 2018 | M | 3,445 | $112.08 | A | 25,458 | D | |
| Common Stock | Jan 19, 2018 | S | 1,000 | $135.0201 | D | 24,458 | D | |
| Common Stock | Jan 19, 2018 | S | 1,000 | $135.03 | D | 23,458 | D | |
| Common Stock | Jan 19, 2018 | S | 1,000 | $135.00 | D | 22,458 | D | |
| Common Stock | Jan 19, 2018 | S | 1,000 | $135.1851 | D | 21,458 | D | |
| Common Stock | Jan 19, 2018 | S | 1,000 | $135.2268 | D | 20,458 | D | |
| Common Stock | Jan 19, 2018 | S | 1,000 | $135.7101 | D | 19,458 | D | |
| Common Stock | Jan 19, 2018 | S | 2,000 | $135.61 | D | 17,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $32.40 | Jan 19, 2018 | M | 602 | D | — | Oct 3, 2022 | Common Stock | 602 | 0 | D |
| Stock Option (Right to Buy)F2 | $61.83 | Jan 19, 2018 | M | 832 | D | — | Oct 3, 2023 | Common Stock | 832 | 1,247 | D |
| Employee Stock Option (Right to Buy)F3 | $62.90 | Jan 19, 2018 | M | 1,810 | D | — | Oct 7, 2024 | Common Stock | 1,810 | 5,429 | D |
| Stock Option (Right to Buy)F4 | $89.21 | Jan 19, 2018 | M | 1,311 | D | — | Oct 6, 2025 | Common Stock | 1,311 | 6,179 | D |
| Employee Stock Option (Right to Buy)F5 | $112.08 | Jan 19, 2018 | M | 3,445 | D | — | Oct 4, 2026 | Common Stock | 3,445 | 10,333 | D |
Explanation of responses
- F1This stock option is immediately exercisable and there are no longer any shares subject to this option.
- F2This stock option vests as to 20% of the 10,584 shares on the first anniversary of the date of grant (October 3, 2013) and vests as to 1/60th of the shares monthly thereafter.
- F3This stock option vests as to 20% of the 15,514 shares on the first anniversary of the date of grant (October 7, 2014) and vests as to 1/60th of the shares monthly thereafter.
- F4This stock option vests as to 20% of the 11,235 shares on the first anniversary of the date of grant (October 6, 2015) and vests as to 1/60th of the shares monthly thereafter.
- F5This stock option vests as to 20% of the 13,778 shares on the first anniversary of the date of grant (October 4, 2016) and vests as to 1/60th of the shares monthly thereafter.