SEC Form 4 · accession 0001127602-17-032135
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Murai
Officer — Chief Executive Officer · Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 15, 2017 · 10:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2017 | M | 2,000 | $29.20 | A | 144,125 | D | |
| Common StockF2 | Nov 14, 2017 | S | 2,000 | $128.814 | D | 142,125 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $29.20 | Nov 14, 2017 | M | 2,000 | D | — | Apr 1, 2020 | Common Stock | 2,000 | 28,600 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 4, 2016.
- F2Represents the weighted average sales price for a number of transactions effected at prices ranging from $128.80 to 128.88. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F3This stock option vests as to 20% of the shares on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter.