SEC Form 4 · accession 0001127602-17-027033
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | M | 500 | $26.98 | A | 25,468 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $115.02 | D | 25,368 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $114.91 | D | 25,268 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $114.885 | D | 25,168 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $114.88 | D | 25,068 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $114.76 | D | 24,968 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $114.72 | D | 24,868 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $114.69 | D | 24,768 | D | |
| Common Stock | Sep 1, 2017 | S | 33 | $114.65 | D | 24,735 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $114.61 | D | 24,635 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $114.56 | D | 24,535 | D | |
| Common Stock | Sep 1, 2017 | S | 102 | $114.53 | D | 24,433 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $114.52 | D | 24,333 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $114.45 | D | 24,233 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $114.41 | D | 24,133 | D | |
| Common Stock | Sep 1, 2017 | S | 98 | $114.34 | D | 24,035 | D | |
| Common Stock | Sep 1, 2017 | S | 98 | $114.30 | D | 23,937 | D | |
| Common Stock | Sep 1, 2017 | S | 101 | $114.29 | D | 23,836 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $114.145 | D | 23,736 | D | |
| Common Stock | Sep 1, 2017 | S | 101 | $113.96 | D | 23,635 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $113.79 | D | 23,535 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $113.655 | D | 23,435 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $113.62 | D | 23,335 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $113.61 | D | 23,235 | D | |
| Common Stock | Sep 1, 2017 | S | 67 | $113.57 | D | 23,168 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $113.54 | D | 23,068 | D | |
| Common Stock | Sep 1, 2017 | S | 100 | $113.44 | D | 22,968 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.98 | Sep 1, 2017 | M | 500 | D | — | Oct 5, 2021 | Common Stock | 500 | 139 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2016.
- F2This stock option is immediately exercisable as to 139 shares and is fully vested.