SEC Form 4 · accession 0001127602-17-024910
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 1, 2017 | S | 1,500 | $118.994 | D | 28,468 | D | |
| Common Stock | Aug 1, 2017 | M | 500 | $26.98 | A | 28,968 | D | |
| Common Stock | Aug 1, 2017 | S | 146 | $120.39 | D | 28,822 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $120.35 | D | 28,749 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $120.31 | D | 28,676 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $120.15 | D | 28,603 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $120.14 | D | 28,530 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $120.04 | D | 28,457 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $119.98 | D | 28,384 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $119.95 | D | 28,311 | D | |
| Common Stock | Aug 1, 2017 | S | 146 | $119.93 | D | 28,165 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $119.90 | D | 28,092 | D | |
| Common Stock | Aug 1, 2017 | S | 85 | $119.87 | D | 28,007 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $119.84 | D | 27,934 | D | |
| Common Stock | Aug 1, 2017 | S | 62 | $119.80 | D | 27,872 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $119.79 | D | 27,799 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $119.78 | D | 27,726 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $119.77 | D | 27,653 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $119.73 | D | 27,580 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $119.70 | D | 27,507 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $119.66 | D | 27,434 | D | |
| Common Stock | Aug 1, 2017 | S | 72 | $119.62 | D | 27,362 | D | |
| Common Stock | Aug 1, 2017 | S | 77 | $119.55 | D | 27,285 | D | |
| Common Stock | Aug 1, 2017 | S | 74 | $119.34 | D | 27,211 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $119.20 | D | 27,138 | D | |
| Common Stock | Aug 1, 2017 | S | 10 | $119.12 | D | 27,128 | D | |
| Common Stock | Aug 1, 2017 | S | 73 | $119.00 | D | 27,055 | D | |
| Common Stock | Aug 1, 2017 | S | 3 | $118.98 | D | 27,052 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $26.98 | Aug 1, 2017 | M | 500 | D | — | Oct 5, 2021 | Common Stock | 500 | 639 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2016.
- F2Represents the weighted average sales price for a number of transactions effected at prices ranging from $118.8561 to $119.70. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F3These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2016.
- F4This stock option is immediately exercisable as to 639 shares and is fully vested.