SEC Form 4 · accession 0001127602-17-023347
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Larocque
Officer — President, N.A. Distribution
Period of report
Jul 5, 2017
Accepted (ET)
Jul 7, 2017 · 12:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 5, 2017 | M | 1,205 | $32.40 | A | 14,958 | D | |
| Common Stock | Jul 5, 2017 | M | 831 | $61.83 | A | 15,789 | D | |
| Common Stock | Jul 5, 2017 | M | 1,293 | $62.90 | A | 17,082 | D | |
| Common Stock | Jul 5, 2017 | M | 936 | $89.21 | A | 18,018 | D | |
| Common Stock | Jul 5, 2017 | S | 1,000 | $119.1208 | D | 17,018 | D | |
| Common Stock | Jul 5, 2017 | S | 1,265 | $119.093 | D | 15,753 | D | |
| Common Stock | Jul 5, 2017 | S | 1,000 | $119.00 | D | 14,753 | D | |
| Common Stock | Jul 5, 2017 | S | 1,000 | $119.1026 | D | 13,753 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $32.40 | Jul 5, 2017 | M | 1,205 | D | — | Oct 3, 2022 | Common Stock | 1,205 | 602 | D |
| Stock Option (Right to Buy)F2 | $61.83 | Jul 5, 2017 | M | 831 | D | — | Oct 3, 2023 | Common Stock | 831 | 2,079 | D |
| Employee Stock Option (Right to Buy)F3 | $62.90 | Jul 5, 2017 | M | 1,293 | D | — | Oct 7, 2024 | Common Stock | 1,293 | 7,239 | D |
| Stock Option (Right to Buy)F4 | $89.21 | Jul 5, 2017 | M | 936 | D | — | Oct 6, 2025 | Common Stock | 936 | 7,490 | D |
Explanation of responses
- F1This stock option vests as to 20% of the 19,277 shares on the first anniversary of the date of grant (October 3, 2012) and vests as to 1/60th of the shares monthly thereafter.
- F2This stock option vests as to 20% of the 10,584 shares on the first anniversary of the date of grant (October 3, 2013) and vests as to 1/60th of the shares monthly thereafter.
- F3This stock option vests as to 20% of the 15,514 shares on the first anniversary of the date of grant (October 7, 2014) and vests as to 1/60th of the shares monthly thereafter.
- F4This stock option vests as to 20% of the 11,235 shares on the first anniversary of the date of grant (October 6, 2015) and vests as to 1/60th of the shares monthly thereafter.