SEC Form 4 · accession 0001127602-17-003744
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 2, 2017 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2017 | M | 500 | $26.98 | A | 49,968 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $121.38 | D | 49,897 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $120.44 | D | 49,826 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $120.30 | D | 49,755 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $120.17 | D | 49,684 | D | |
| Common Stock | Feb 1, 2017 | S | 68 | $119.29 | D | 49,616 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $119.25 | D | 49,545 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $119.18 | D | 49,474 | D | |
| Common Stock | Feb 1, 2017 | S | 72 | $119.08 | D | 49,402 | D | |
| Common Stock | Feb 1, 2017 | S | 81 | $118.94 | D | 49,321 | D | |
| Common Stock | Feb 1, 2017 | S | 125 | $118.87 | D | 49,196 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $118.86 | D | 49,125 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $118.85 | D | 49,054 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $118.81 | D | 48,983 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $118.80 | D | 48,912 | D | |
| Common Stock | Feb 1, 2017 | S | 143 | $118.79 | D | 48,769 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $118.78 | D | 48,698 | D | |
| Common Stock | Feb 1, 2017 | S | 143 | $118.73 | D | 48,555 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $118.70 | D | 48,484 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $118.66 | D | 48,413 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $118.63 | D | 48,342 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $118.55 | D | 48,271 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $118.50 | D | 48,200 | D | |
| Common Stock | Feb 1, 2017 | S | 56 | $118.47 | D | 48,144 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $118.46 | D | 48,073 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $118.41 | D | 48,002 | D | |
| Common Stock | Feb 1, 2017 | S | 71 | $118.40 | D | 47,931 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.98 | Feb 1, 2017 | M | 500 | D | — | Oct 5, 2021 | Common Stock | 500 | 3,639 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2016.
- F2This stock option is immediately exercisable as to 3639 shares and is fully vested.