SEC Form 4 · accession 0001127602-17-002057
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Larocque
Officer — President, N.A. Distribution
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 17, 2017 | M | 861 | $32.40 | A | 11,296 | D | |
| Common Stock | Jan 17, 2017 | M | 416 | $61.83 | A | 11,712 | D | |
| Common Stock | Jan 17, 2017 | M | 776 | $62.90 | A | 12,488 | D | |
| Common Stock | Jan 17, 2017 | M | 562 | $89.21 | A | 13,050 | D | |
| Common Stock | Jan 17, 2017 | S | 1,000 | $123.50 | D | 12,050 | D | |
| Common Stock | Jan 17, 2017 | S | 1,000 | $123.9006 | D | 11,050 | D | |
| Common Stock | Jan 17, 2017 | S | 615 | $123.7389 | D | 10,435 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $32.40 | Jan 17, 2017 | M | 861 | D | — | Oct 3, 2022 | Common Stock | 861 | 1,807 | D |
| Stock Option (Right to Buy)F2 | $61.83 | Jan 17, 2017 | M | 416 | D | — | Oct 3, 2023 | Common Stock | 416 | 2,910 | D |
| Employee Stock Option (Right to Buy)F3 | $62.90 | Jan 17, 2017 | M | 776 | D | — | Oct 7, 2024 | Common Stock | 776 | 8,532 | D |
| Stock Option (Right to Buy)F4 | $89.21 | Jan 17, 2017 | M | 562 | D | — | Oct 6, 2025 | Common Stock | 562 | 8,426 | D |
Explanation of responses
- F1This stock option vests as to 20% of the 19,277 shares on the first anniversary of the date of grant (October 3, 2012) and vests as to 1/60th of the shares monthly thereafter.
- F2This stock option vests as to 20% of the 10,584 shares on the first anniversary of the date of grant (October 3, 2013) and vests as to 1/60th of the shares monthly thereafter.
- F3This stock option vests as to 20% of the 15,514 shares on the first anniversary of the date of grant (October 7, 2014) and vests as to 1/60th of the shares monthly thereafter.
- F4This stock option vests as to 20% of the 11,235 shares on the first anniversary of the date of grant (October 6, 2015) and vests as to 1/60th of the shares monthly thereafter.