SEC Form 4 · accession 0001127602-17-000973
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | M | 500 | $26.98 | A | 51,359 | D | |
| Common Stock | Jan 3, 2017 | S | 34 | $122.75 | D | 51,325 | D | |
| Common Stock | Jan 3, 2017 | S | 100 | $122.55 | D | 51,225 | D | |
| Common Stock | Jan 3, 2017 | S | 100 | $122.48 | D | 51,125 | D | |
| Common Stock | Jan 3, 2017 | S | 100 | $122.43 | D | 51,025 | D | |
| Common Stock | Jan 3, 2017 | S | 65 | $122.195 | D | 50,960 | D | |
| Common Stock | Jan 3, 2017 | S | 99 | $122.05 | D | 50,861 | D | |
| Common Stock | Jan 3, 2017 | S | 1 | $122.035 | D | 50,860 | D | |
| Common Stock | Jan 3, 2017 | S | 50 | $121.46 | D | 50,810 | D | |
| Common Stock | Jan 3, 2017 | S | 50 | $121.40 | D | 50,760 | D | |
| Common Stock | Jan 3, 2017 | S | 100 | $121.30 | D | 50,660 | D | |
| Common Stock | Jan 3, 2017 | S | 30 | $121.255 | D | 50,630 | D | |
| Common Stock | Jan 3, 2017 | S | 100 | $121.09 | D | 50,530 | D | |
| Common Stock | Jan 3, 2017 | S | 100 | $121.04 | D | 50,430 | D | |
| Common Stock | Jan 3, 2017 | S | 100 | $120.835 | D | 50,330 | D | |
| Common Stock | Jan 3, 2017 | S | 20 | $120.82 | D | 50,310 | D | |
| Common Stock | Jan 3, 2017 | S | 70 | $120.80 | D | 50,240 | D | |
| Common Stock | Jan 3, 2017 | S | 117 | $120.785 | D | 50,123 | D | |
| Common Stock | Jan 3, 2017 | S | 100 | $120.77 | D | 50,023 | D | |
| Common Stock | Jan 3, 2017 | S | 95 | $120.59 | D | 49,928 | D | |
| Common Stock | Jan 3, 2017 | S | 2 | $120.555 | D | 49,926 | D | |
| Common Stock | Jan 3, 2017 | S | 2 | $120.495 | D | 49,924 | D | |
| Common Stock | Jan 3, 2017 | S | 100 | $120.45 | D | 49,824 | D | |
| Common Stock | Jan 3, 2017 | S | 3 | $120.445 | D | 49,821 | D | |
| Common Stock | Jan 3, 2017 | S | 4 | $120.435 | D | 49,817 | D | |
| Common Stock | Jan 3, 2017 | S | 100 | $120.42 | D | 49,717 | D | |
| Common Stock | Jan 3, 2017 | S | 3 | $120.415 | D | 49,714 | D | |
| Common Stock | Jan 3, 2017 | S | 97 | $120.40 | D | 49,617 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.98 | Jan 3, 2017 | M | 500 | D | — | Oct 5, 2021 | Common Stock | 500 | 4,139 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2016.
- F2This stock option is immediately exercisable as to 4139 shares and is fully vested.