SEC Form 4 · accession 0001127602-16-069091
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2016 | S | 100 | $117.02 | D | 52,759 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $116.99 | D | 52,659 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $116.98 | D | 52,559 | D | |
| Common Stock | Dec 1, 2016 | S | 120 | $116.97 | D | 52,439 | D | |
| Common Stock | Dec 1, 2016 | S | 180 | $116.95 | D | 52,259 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $116.91 | D | 52,159 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $116.82 | D | 52,059 | D | |
| Common Stock | Dec 1, 2016 | S | 111 | $116.75 | D | 51,948 | D | |
| Common Stock | Dec 1, 2016 | S | 189 | $116.74 | D | 51,759 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $116.73 | D | 51,659 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $116.72 | D | 51,559 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $116.70 | D | 51,459 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $116.69 | D | 51,359 | D | |
| Common Stock | Dec 1, 2016 | S | 10 | $116.67 | D | 51,349 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $116.64 | D | 51,249 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $116.60 | D | 51,149 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $116.39 | D | 51,049 | D | |
| Common Stock | Dec 1, 2016 | S | 190 | $116.33 | D | 50,859 | D | |
| Common Stock | Dec 1, 2016 | M | 500 | $26.98 | A | 51,359 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $117.69 | D | 51,259 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $117.26 | D | 51,159 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $117.10 | D | 51,059 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $117.07 | D | 50,959 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $117.06 | D | 50,859 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.98 | Dec 1, 2016 | M | 500 | D | — | Oct 5, 2021 | Common Stock | 500 | 4,639 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2016.
- F2This stock option is immediately exercisable as to 4639 shares and is fully vested.