SEC Form 4 · accession 0001127602-16-066083
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2016 | M | 500 | $26.98 | A | 57,359 | D | |
| Common Stock | Nov 1, 2016 | S | 190 | $102.19 | D | 57,169 | D | |
| Common Stock | Nov 1, 2016 | S | 10 | $102.17 | D | 57,159 | D | |
| Common Stock | Nov 1, 2016 | S | 100 | $102.08 | D | 57,059 | D | |
| Common Stock | Nov 1, 2016 | S | 8 | $101.93 | D | 57,051 | D | |
| Common Stock | Nov 1, 2016 | S | 7 | $101.84 | D | 57,044 | D | |
| Common Stock | Nov 1, 2016 | S | 23 | $101.76 | D | 57,021 | D | |
| Common Stock | Nov 1, 2016 | S | 51 | $101.75 | D | 56,970 | D | |
| Common Stock | Nov 1, 2016 | S | 56 | $101.74 | D | 56,914 | D | |
| Common Stock | Nov 1, 2016 | S | 15 | $101.57 | D | 56,899 | D | |
| Common Stock | Nov 1, 2016 | S | 140 | $101.52 | D | 56,759 | D | |
| Common Stock | Nov 1, 2016 | S | 100 | $101.49 | D | 56,659 | D | |
| Common Stock | Nov 1, 2016 | S | 2 | $101.33 | D | 56,657 | D | |
| Common Stock | Nov 1, 2016 | S | 36 | $101.32 | D | 56,621 | D | |
| Common Stock | Nov 1, 2016 | S | 10 | $101.31 | D | 56,611 | D | |
| Common Stock | Nov 1, 2016 | S | 6 | $101.30 | D | 56,605 | D | |
| Common Stock | Nov 1, 2016 | S | 100 | $101.29 | D | 56,505 | D | |
| Common Stock | Nov 1, 2016 | S | 11 | $101.28 | D | 56,494 | D | |
| Common Stock | Nov 1, 2016 | S | 51 | $101.27 | D | 56,443 | D | |
| Common Stock | Nov 1, 2016 | S | 88 | $101.24 | D | 56,355 | D | |
| Common Stock | Nov 1, 2016 | S | 102 | $101.23 | D | 56,253 | D | |
| Common Stock | Nov 1, 2016 | S | 100 | $101.18 | D | 56,153 | D | |
| Common Stock | Nov 1, 2016 | S | 10 | $101.14 | D | 56,143 | D | |
| Common Stock | Nov 1, 2016 | S | 100 | $101.09 | D | 56,043 | D | |
| Common Stock | Nov 1, 2016 | S | 61 | $105.05 | D | 55,982 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.98 | Nov 1, 2016 | M | 500 | D | — | Oct 5, 2021 | Common Stock | 500 | 5,139 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2016.
- F2This stock option is immediately exercisable as to 5139 shares and is fully vested.