SEC Form 4 · accession 0001127602-16-064798
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Larocque
Officer — President, N.A. Distribution
Period of report
Oct 12, 2016
Accepted (ET)
Oct 14, 2016 · 1:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 12, 2016 | M | 2,247 | $89.21 | A | 19,150 | D | |
| Common Stock | Oct 12, 2016 | M | 6,206 | $62.90 | A | 25,356 | D | |
| Common Stock | Oct 12, 2016 | M | 554 | $61.83 | A | 25,910 | D | |
| Common Stock | Oct 12, 2016 | M | 544 | $32.40 | A | 26,454 | D | |
| Common Stock | Oct 12, 2016 | S | 1,551 | $107.00 | D | 24,903 | D | |
| Common Stock | Oct 12, 2016 | S | 696 | $106.499 | D | 24,207 | D | |
| Common Stock | Oct 12, 2016 | S | 304 | $106.499 | D | 23,903 | D | |
| Common Stock | Oct 12, 2016 | S | 1,000 | $106.46 | D | 22,903 | D | |
| Common Stock | Oct 12, 2016 | S | 1,000 | $106.4688 | D | 21,903 | D | |
| Common Stock | Oct 12, 2016 | S | 1,000 | $106.4964 | D | 20,903 | D | |
| Common Stock | Oct 12, 2016 | S | 1,000 | $106.5758 | D | 19,903 | D | |
| Common Stock | Oct 12, 2016 | S | 1,000 | $106.5722 | D | 18,903 | D | |
| Common Stock | Oct 12, 2016 | S | 902 | $106.6666 | D | 18,001 | D | |
| Common Stock | Oct 12, 2016 | S | 554 | $106.6666 | D | 17,447 | D | |
| Common Stock | Oct 12, 2016 | S | 544 | $106.6666 | D | 16,903 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $89.21 | Oct 12, 2016 | M | 2,247 | D | — | Oct 6, 2025 | Common Stock | 2,247 | 8,988 | D |
| Employee Stock Option (Right to Buy)F2 | $62.90 | Oct 12, 2016 | M | 6,206 | D | — | Oct 7, 2024 | Common Stock | 6,206 | 9,308 | D |
| Stock Option (Right to Buy)F3 | $61.83 | Oct 12, 2016 | M | 554 | D | — | Oct 3, 2023 | Common Stock | 554 | 3,326 | D |
| Stock Option (Right to Buy)F4 | $32.40 | Oct 12, 2016 | M | 544 | D | — | Oct 3, 2022 | Common Stock | 544 | 3,628 | D |
Explanation of responses
- F1This stock option vests as to 20% of the 11,235 shares on the first anniversary of the date of grant (October 6, 2015) and vests as to 1/60th of the shares monthly thereafter.
- F2This stock option vests as to 20% of the 15,514 shares on the first anniversary of the date of grant (October 7, 2014) and vests as to 1/60th of the shares monthly thereafter.
- F3This stock option vests as to 20% of the 10,584 shares on the first anniversary of the date of grant (October 3, 2013) and vests as to 1/60th of the shares monthly thereafter.
- F4This stock option vests as to 20% of the 19,277 shares on the first anniversary of the date of grant (October 3, 2012) and vests as to 1/60th of the shares monthly thereafter.