SEC Form 4 · accession 0001127602-16-064224
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 9:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2016 | S | 100 | $113.67 | D | 57,847 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.96 | D | 57,747 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.85 | D | 57,647 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.78 | D | 57,547 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.72 | D | 57,447 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.71 | D | 57,347 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.69 | D | 57,247 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.66 | D | 57,147 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.55 | D | 57,047 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.27 | D | 56,947 | D | |
| Common Stock | Oct 3, 2016 | S | 36 | $112.15 | D | 56,911 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.14 | D | 56,811 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.10 | D | 56,711 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.08 | D | 56,611 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.07 | D | 56,511 | D | |
| Common Stock | Oct 3, 2016 | S | 200 | $112.04 | D | 56,311 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.02 | D | 56,211 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $112.01 | D | 56,111 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $111.94 | D | 56,011 | D | |
| Common Stock | Oct 3, 2016 | S | 64 | $111.80 | D | 55,947 | D | |
| Common Stock | Oct 3, 2016 | M | 500 | $26.98 | A | 56,447 | D | |
| Common Stock | Oct 3, 2016 | S | 36 | $111.80 | D | 56,411 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $111.78 | D | 56,311 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $111.75 | D | 56,211 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $111.73 | D | 56,111 | D | |
| Common Stock | Oct 3, 2016 | S | 29 | $111.72 | D | 56,082 | D | |
| Common Stock | Oct 3, 2016 | S | 35 | $111.70 | D | 56,047 | D | |
| Common Stock | Oct 3, 2016 | S | 100 | $111.66 | D | 55,947 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.98 | Oct 3, 2016 | M | 500 | D | — | Oct 5, 2021 | Common Stock | 500 | 5,639 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2016.
- F2This stock option is immediately exercisable as to 5,639 shares and is fully vested.