SEC Form 4 · accession 0001127602-16-061889
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 2:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2016 | S | 100 | $106.53 | D | 59,597 | D | |
| Common Stock | Sep 1, 2016 | S | 200 | $106.19 | D | 59,397 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $106.17 | D | 59,297 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $106.13 | D | 59,197 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $106.05 | D | 59,097 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $106.00 | D | 58,997 | D | |
| Common Stock | Sep 1, 2016 | S | 50 | $105.99 | D | 58,947 | D | |
| Common Stock | Sep 1, 2016 | M | 1,250 | $26.98 | A | 60,197 | D | |
| Common Stock | Sep 1, 2016 | S | 50 | $105.99 | D | 60,147 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $105.98 | D | 60,047 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $105.94 | D | 59,947 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $105.92 | D | 59,847 | D | |
| Common Stock | Sep 1, 2016 | S | 200 | $105.90 | D | 59,647 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $105.85 | D | 59,547 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $105.81 | D | 59,447 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $105.69 | D | 59,347 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $105.67 | D | 59,247 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $105.57 | D | 59,147 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $105.46 | D | 59,047 | D | |
| Common Stock | Sep 1, 2016 | S | 100 | $105.27 | D | 58,947 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.98 | Sep 1, 2016 | M | 1,250 | D | — | Oct 5, 2021 | Common Stock | 1,250 | 6,139 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2015.
- F2This stock option is immediately exercisable as to 6,139 shares and is fully vested.