SEC Form 4 · accession 0001127602-16-059213
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | S | 100 | $101.87 | D | 62,347 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $101.86 | D | 62,247 | D | |
| Common Stock | Aug 1, 2016 | S | 200 | $101.85 | D | 62,047 | D | |
| Common Stock | Aug 1, 2016 | S | 199 | $101.78 | D | 61,848 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $101.77 | D | 61,748 | D | |
| Common Stock | Aug 1, 2016 | S | 51 | $101.75 | D | 61,697 | D | |
| Common Stock | Aug 1, 2016 | M | 1,250 | $26.98 | A | 62,947 | D | |
| Common Stock | Aug 1, 2016 | S | 49 | $101.75 | D | 62,898 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $101.73 | D | 62,798 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $101.68 | D | 62,698 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $101.66 | D | 62,598 | D | |
| Common Stock | Aug 1, 2016 | S | 1 | $101.62 | D | 62,597 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $101.59 | D | 62,497 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $101.41 | D | 62,397 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $101.37 | D | 62,297 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $101.25 | D | 62,197 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $101.03 | D | 62,097 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $100.98 | D | 61,997 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $100.86 | D | 61,897 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $100.64 | D | 61,797 | D | |
| Common Stock | Aug 1, 2016 | S | 100 | $100.61 | D | 61,697 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.98 | Aug 1, 2016 | M | 1,250 | D | — | Oct 5, 2021 | Common Stock | 1,250 | 7,389 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2015.
- F2This stock option is immediately exercisable as to 7,389 shares and is fully vested.