SEC Form 4 · accession 0001127602-16-057195
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | S | 67 | $94.59 | D | 63,130 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $94.52 | D | 63,063 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $94.51 | D | 62,996 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $94.42 | D | 62,929 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $94.31 | D | 62,862 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $94.14 | D | 62,795 | D | |
| Common Stock | Jul 1, 2016 | S | 133 | $94.00 | D | 62,662 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.81 | D | 62,595 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.78 | D | 62,528 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.77 | D | 62,461 | D | |
| Common Stock | Jul 1, 2016 | S | 14 | $93.71 | D | 62,447 | D | |
| Common Stock | Jul 1, 2016 | M | 1,250 | $26.98 | A | 63,697 | D | |
| Common Stock | Jul 1, 2016 | S | 46 | $93.71 | D | 63,651 | D | |
| Common Stock | Jul 1, 2016 | S | 133 | $93.65 | D | 63,518 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.58 | D | 63,451 | D | |
| Common Stock | Jul 1, 2016 | S | 133 | $93.56 | D | 63,318 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.54 | D | 63,251 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.51 | D | 63,184 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.49 | D | 63,117 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.48 | D | 63,050 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.44 | D | 62,983 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.36 | D | 62,916 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.34 | D | 62,849 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.31 | D | 62,782 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.30 | D | 62,715 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.29 | D | 62,648 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.28 | D | 62,581 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.26 | D | 62,514 | D | |
| Common Stock | Jul 1, 2016 | S | 67 | $93.21 | D | 62,447 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.98 | Jul 1, 2016 | M | 1,250 | D | — | Oct 5, 2021 | Common Stock | 1,250 | 8,639 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2015.
- F2This stock option is immediately exercisable as to 8,639 shares and is fully vested.