SEC Form 4 · accession 0001127602-16-054750
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2016 | S | 67 | $92.09 | D | 64,880 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $92.08 | D | 64,813 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $92.02 | D | 64,746 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $91.88 | D | 64,679 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $91.82 | D | 64,612 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $91.76 | D | 64,545 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $91.74 | D | 64,478 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $91.71 | D | 64,411 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $91.60 | D | 64,344 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $91.59 | D | 64,277 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $91.57 | D | 64,210 | D | |
| Common Stock | Jun 1, 2016 | S | 13 | $91.54 | D | 64,197 | D | |
| Common Stock | Jun 1, 2016 | M | 1,131 | $26.98 | A | 65,328 | D | |
| Common Stock | Jun 1, 2016 | M | 119 | $32.40 | A | 65,447 | D | |
| Common Stock | Jun 1, 2016 | S | 54 | $91.54 | D | 65,393 | D | |
| Common Stock | Jun 1, 2016 | S | 65 | $91.43 | D | 65,328 | D | |
| Common Stock | Jun 1, 2016 | S | 2 | $91.43 | D | 65,326 | D | |
| Common Stock | Jun 1, 2016 | S | 61 | $91.26 | D | 65,265 | D | |
| Common Stock | Jun 1, 2016 | S | 63 | $91.09 | D | 65,202 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $91.05 | D | 65,135 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $91.03 | D | 65,068 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $90.89 | D | 65,001 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $90.86 | D | 64,934 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $90.79 | D | 64,867 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $90.72 | D | 64,800 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $90.71 | D | 64,733 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $90.70 | D | 64,666 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $90.69 | D | 64,599 | D | |
| Common Stock | Jun 1, 2016 | S | 67 | $90.64 | D | 64,532 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.98 | Jun 1, 2016 | M | 1,131 | D | — | Oct 5, 2021 | Common Stock | 1,131 | 9,889 | D |
| Employee Stock Option (Right to Buy)F3 | $32.40 | Jun 1, 2016 | M | 119 | D | — | Oct 3, 2022 | Common Stock | 119 | 9,154 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2015.
- F2This stock option is immediately exercisable as to 9,889 shares and is fully vested.
- F3This stock option is immediately exercisable as to 5,624 shares and vests as to 321 shares monthly.