SEC Form 4 · accession 0001127602-16-049183
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Larocque
Officer — President, N.A. Distribution
Period of report
Apr 12, 2016
Accepted (ET)
Apr 13, 2016 · 3:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 12, 2016 | M | 1,151 | $26.98 | A | 26,392 | D | |
| Common Stock | Apr 12, 2016 | M | 964 | $32.40 | A | 27,356 | D | |
| Common Stock | Apr 12, 2016 | M | 529 | $61.83 | A | 27,885 | D | |
| Common Stock | Apr 12, 2016 | S | 1,000 | $86.50 | D | 26,885 | D | |
| Common Stock | Apr 12, 2016 | S | 1,000 | $87.00 | D | 25,885 | D | |
| Common Stock | Apr 12, 2016 | S | 644 | $87.70 | D | 25,241 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $26.98 | Apr 12, 2016 | M | 1,151 | D | — | Oct 5, 2021 | Common Stock | 1,151 | 0 | D |
| Stock Option (Right to Buy)F2 | $32.40 | Apr 12, 2016 | M | 964 | D | — | Oct 3, 2022 | Common Stock | 964 | 3,855 | D |
| Stock Option (Right to Buy)F3 | $61.83 | Apr 12, 2016 | M | 529 | D | — | Oct 3, 2023 | Common Stock | 529 | 4,233 | D |
Explanation of responses
- F1This stock option is immediately excercisable and there are no longer any shares subject to this option.
- F2This stock option vests as to 20% of the 19,273 shares on the first anniversary of the date of grant (October 3, 2012) and vests as to 1/60th of the shares monthly thereafter.
- F3This stock option vests as to 20% of the 10,584 shares on the first anniversary of the date of grant (October 3, 2013) and vests as to 1/60th of the shares monthly thereafter.