SEC Form 4 · accession 0001127602-16-048752
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2016 | S | 7 | $92.69 | D | 69,440 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $92.62 | D | 69,373 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $92.61 | D | 69,306 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $92.58 | D | 69,239 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $92.47 | D | 69,172 | D | |
| Common Stock | Apr 1, 2016 | S | 127 | $92.40 | D | 69,045 | D | |
| Common Stock | Apr 1, 2016 | S | 133 | $92.27 | D | 68,912 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $92.22 | D | 68,845 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $92.20 | D | 68,778 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $92.09 | D | 68,711 | D | |
| Common Stock | Apr 1, 2016 | S | 14 | $92.07 | D | 68,697 | D | |
| Common Stock | Apr 1, 2016 | M | 1,250 | $32.40 | A | 69,947 | D | |
| Common Stock | Apr 1, 2016 | S | 119 | $92.07 | D | 69,828 | D | |
| Common Stock | Apr 1, 2016 | S | 128 | $92.06 | D | 69,700 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $92.02 | D | 69,633 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $92.00 | D | 69,566 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $91.95 | D | 69,499 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $91.91 | D | 69,432 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $91.87 | D | 69,365 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $91.72 | D | 69,298 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $91.63 | D | 69,231 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $91.33 | D | 69,164 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $91.18 | D | 69,097 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $91.17 | D | 69,030 | D | |
| Common Stock | Apr 1, 2016 | S | 133 | $91.00 | D | 68,897 | D | |
| Common Stock | Apr 1, 2016 | S | 133 | $90.92 | D | 68,764 | D | |
| Common Stock | Apr 1, 2016 | S | 67 | $90.49 | D | 68,697 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $32.40 | Apr 1, 2016 | M | 1,250 | D | — | Oct 3, 2022 | Common Stock | 1,250 | 10,527 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2015.
- F2This stock option is immediately exercisable as to 6672 shares and vests as to approximately 321 shares monthly.