SEC Form 4 · accession 0001127602-16-044898
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Murai
Officer — Chief Executive Officer · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | M | 11,100 | $19.41 | A | 144,234 | D | |
| Common Stock | Mar 1, 2016 | M | 5,400 | $30.96 | A | 149,634 | D | |
| Common StockF2 | Mar 1, 2016 | S | 16,500 | $94.5179 | D | 133,134 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $19.41 | Mar 1, 2016 | M | 11,100 | D | — | Oct 3, 2018 | Common Stock | 11,100 | 0 | D |
| Stock Option (Right to Buy)F4 | $30.96 | Mar 1, 2016 | M | 5,400 | D | — | Sep 29, 2019 | Common Stock | 5,400 | 54,600 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2015.
- F2Represents the weighted average sales price for a number of transactions effected at prices ranging from $94.24 to 94.6701. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F3This stock option is immediately exercisable and there are no longer any shares subject to this option.
- F4This stock option is immediately exercisable as to 54,600 shares and is fully vested.