SEC Form 4 · accession 0001127602-16-044818
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | S | 56 | $95.49 | D | 70,141 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $95.47 | D | 70,074 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $95.43 | D | 70,007 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $95.27 | D | 69,940 | D | |
| Common Stock | Mar 1, 2016 | S | 44 | $95.00 | D | 69,896 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.99 | D | 69,829 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.98 | D | 69,762 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.89 | D | 69,695 | D | |
| Common Stock | Mar 1, 2016 | S | 33 | $94.88 | D | 69,662 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.84 | D | 69,595 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.82 | D | 69,528 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.81 | D | 69,461 | D | |
| Common Stock | Mar 1, 2016 | S | 14 | $94.76 | D | 69,447 | D | |
| Common Stock | Mar 1, 2016 | M | 1,250 | $32.40 | A | 70,697 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.49 | D | 70,630 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $93.92 | D | 70,563 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $93.97 | D | 70,496 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.14 | D | 70,429 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.25 | D | 70,362 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.38 | D | 70,295 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.42 | D | 70,228 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.46 | D | 70,161 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.48 | D | 70,094 | D | |
| Common Stock | Mar 1, 2016 | S | 133 | $94.60 | D | 69,961 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.65 | D | 69,894 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.66 | D | 69,827 | D | |
| Common Stock | Mar 1, 2016 | S | 60 | $94.67 | D | 69,767 | D | |
| Common Stock | Mar 1, 2016 | S | 67 | $94.73 | D | 69,700 | D | |
| Common Stock | Mar 1, 2016 | S | 200 | $94.75 | D | 69,500 | D | |
| Common Stock | Mar 1, 2016 | S | 53 | $94.76 | D | 69,447 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $32.40 | Mar 1, 2016 | M | 1,250 | D | — | Oct 3, 2022 | Common Stock | 1,250 | 11,773 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2015.
- F2This stock option is immediately exercisable as to 7,280 shares and vests as to approximately 321 shares monthly.