SEC Form 4 · accession 0001127602-16-039297
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2016 | S | 100 | $85.39 | D | 72,847 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $85.35 | D | 72,747 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $84.98 | D | 72,647 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $84.93 | D | 72,547 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $84.84 | D | 72,447 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $84.81 | D | 72,347 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $84.78 | D | 72,247 | D | |
| Common Stock | Feb 1, 2016 | S | 50 | $84.77 | D | 72,197 | D | |
| Common Stock | Feb 1, 2016 | M | 1,250 | $32.40 | A | 73,447 | D | |
| Common Stock | Feb 1, 2016 | S | 150 | $84.77 | D | 73,297 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $84.73 | D | 73,197 | D | |
| Common Stock | Feb 1, 2016 | S | 200 | $84.70 | D | 72,997 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $84.68 | D | 72,897 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $84.65 | D | 72,797 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $84.58 | D | 72,697 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $84.51 | D | 72,597 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $84.50 | D | 72,497 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $83.91 | D | 72,397 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $83.53 | D | 72,297 | D | |
| Common Stock | Feb 1, 2016 | S | 100 | $83.14 | D | 72,197 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $32.40 | Feb 1, 2016 | M | 1,250 | D | — | Oct 3, 2022 | Common Stock | 1,250 | 13,023 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2015.
- F2This stock option is immediately exercisable as to 8,208 shares and vests as to approximately 321 shares monthly.