SEC Form 4 · accession 0001127602-16-036386
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Murai
Officer — Chief Executive Officer · Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | M | 13,200 | $19.41 | A | 134,713 | D | |
| Common StockF2 | Jan 4, 2016 | S | 7,351 | $85.2877 | D | 127,362 | D | |
| Common StockF3 | Jan 4, 2016 | S | 4,549 | $86.3511 | D | 122,813 | D | |
| Common StockF4 | Jan 4, 2016 | S | 1,300 | $87.2373 | D | 121,513 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $19.41 | Jan 4, 2016 | M | 13,200 | D | — | Oct 3, 2018 | Common Stock | 13,200 | 27,600 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2015.
- F2Represents the weighted average sales price for a number of transactions effected at prices ranging from $85 to 85.91 The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F3Represents the weighted average sales price for a number of transactions effected at prices ranging from $86.01 to 86.965 The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F4Represents the weighted average sales price for a number of transactions effected at prices ranging from $87.0001 to 87.72. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F5This stock option is immediately exercisable as to 27,600 shares and is fully vested.