SEC Form 4 · accession 0001127602-16-036271
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 2:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | S | 100 | $88.00 | D | 66,134 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $86.88 | D | 66,034 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $86.75 | D | 65,934 | D | |
| Common Stock | Jan 4, 2016 | S | 200 | $86.67 | D | 65,734 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $86.59 | D | 65,634 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $86.52 | D | 65,534 | D | |
| Common Stock | Jan 4, 2016 | S | 50 | $86.44 | D | 65,484 | D | |
| Common Stock | Jan 4, 2016 | M | 1,250 | $32.40 | A | 66,734 | D | |
| Common Stock | Jan 4, 2016 | S | 50 | $86.44 | D | 66,684 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $86.42 | D | 66,584 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $86.34 | D | 66,484 | D | |
| Common Stock | Jan 4, 2016 | S | 200 | $86.24 | D | 66,284 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $86.10 | D | 66,184 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $86.03 | D | 66,084 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $85.99 | D | 65,984 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $85.82 | D | 65,884 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $85.79 | D | 65,784 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $85.68 | D | 65,684 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $85.61 | D | 65,584 | D | |
| Common Stock | Jan 4, 2016 | S | 100 | $85.45 | D | 65,484 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $32.40 | Jan 4, 2016 | M | 1,250 | D | — | Oct 3, 2022 | Common Stock | 1,250 | 14,277 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2015.
- F2This stock option is immediately exercisable as to 9,458 shares and vests as to approximately 321 shares monthly.