SEC Form 4 · accession 0001127602-15-033123
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | S | 100 | $94.85 | D | 66,884 | D | |
| Common Stock | Dec 1, 2015 | S | 60 | $94.45 | D | 66,824 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $94.40 | D | 66,724 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $94.26 | D | 66,624 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $94.25 | D | 66,524 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $94.13 | D | 66,424 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $94.02 | D | 66,324 | D | |
| Common Stock | Dec 1, 2015 | S | 90 | $94.00 | D | 66,234 | D | |
| Common Stock | Dec 1, 2015 | M | 1,250 | $32.40 | A | 67,484 | D | |
| Common Stock | Dec 1, 2015 | S | 10 | $94.00 | D | 67,474 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $93.98 | D | 67,374 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $93.95 | D | 67,274 | D | |
| Common Stock | Dec 1, 2015 | S | 20 | $93.92 | D | 67,254 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $93.84 | D | 67,154 | D | |
| Common Stock | Dec 1, 2015 | S | 200 | $93.70 | D | 66,954 | D | |
| Common Stock | Dec 1, 2015 | S | 200 | $93.66 | D | 66,754 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $93.60 | D | 66,654 | D | |
| Common Stock | Dec 1, 2015 | S | 20 | $93.56 | D | 66,634 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $93.54 | D | 66,534 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $93.53 | D | 66,434 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $93.45 | D | 66,334 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $93.43 | D | 66,234 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $32.40 | Dec 1, 2015 | M | 1,250 | D | — | Oct 3, 2022 | Common Stock | 1,250 | 15,527 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2015.
- F2This stock option is immediately exercisable as to 10,066 shares and vests as to approximately 321 shares monthly.