SEC Form 4 · accession 0001127602-15-030265
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 11:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | S | 100 | $89.59 | D | 67,634 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $89.41 | D | 67,534 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $89.31 | D | 67,434 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $89.30 | D | 67,334 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $89.25 | D | 67,234 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $89.20 | D | 67,134 | D | |
| Common Stock | Nov 2, 2015 | S | 150 | $88.89 | D | 66,984 | D | |
| Common Stock | Nov 2, 2015 | M | 1,250 | $32.40 | A | 68,234 | D | |
| Common Stock | Nov 2, 2015 | S | 150 | $88.89 | D | 68,084 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $88.86 | D | 67,984 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $88.80 | D | 67,884 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $88.73 | D | 67,784 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $88.56 | D | 67,684 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $88.46 | D | 67,584 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $88.41 | D | 67,484 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $88.35 | D | 67,384 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $88.31 | D | 67,284 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $88.29 | D | 67,184 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $88.03 | D | 67,084 | D | |
| Common Stock | Nov 2, 2015 | S | 100 | $87.39 | D | 66,984 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $32.40 | Nov 2, 2015 | M | 1,250 | D | — | Oct 3, 2022 | Common Stock | 1,250 | 16,777 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2015.
- F2This stock option is immediately exercisable as to 10,995 shares and vests as to approximately 321 shares monthly.