SEC Form 4 · accession 0001127602-15-029540
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Larocque
Officer — President, N.A. Distribution
Period of report
Oct 22, 2015
Accepted (ET)
Oct 26, 2015 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 22, 2015 | M | 1,308 | $27.87 | A | 18,692 | D | |
| Common Stock | Oct 22, 2015 | M | 1,151 | $26.98 | A | 19,843 | D | |
| Common Stock | Oct 22, 2015 | M | 964 | $32.40 | A | 20,807 | D | |
| Common Stock | Oct 22, 2015 | M | 669 | $32.40 | A | 21,476 | D | |
| Common Stock | Oct 22, 2015 | M | 1,635 | $61.83 | A | 23,111 | D | |
| Common Stock | Oct 22, 2015 | S | 5,727 | $92.1161 | D | 17,384 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $27.87 | Oct 22, 2015 | M | 1,308 | D | — | Oct 7, 2020 | Common Stock | 1,308 | 0 | D |
| Stock Option (Right to Buy)F3 | $26.98 | Oct 22, 2015 | M | 1,151 | D | — | Oct 5, 2021 | Common Stock | 1,151 | 2,302 | D |
| Stock Option (Right to Buy)F4 | $32.40 | Oct 22, 2015 | M | 964 | D | — | Oct 3, 2022 | Common Stock | 964 | 5,778 | D |
| Stock Option (Right to Buy)F5 | $32.40 | Oct 22, 2015 | M | 669 | D | — | Oct 3, 2022 | Common Stock | 669 | 0 | D |
| Stock Option (Right to Buy)F6 | $61.83 | Oct 22, 2015 | M | 1,635 | D | — | Oct 3, 2023 | Common Stock | 1,635 | 5,291 | D |
Explanation of responses
- F1Represents the weighted average sales price for a number of transactions effected at prices ranging from $91.6701 to $92.4. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F2This stock option is immediately exercisable and there are no longer any shares subject to this option.
- F3This stock option vests as to 20% of the 23,020 shares on the first anniversary of the date of grant (October 5, 2011) and vests as to 1/60th of the shares monthly thereafter.
- F4This stock option vests as to 20% of the 19,273 shares on the first anniversary of the date of grant (October 3, 2012) and vests as to 1/60th of the shares monthly thereafter.
- F5This stock option is immediately exercisable and there are no longer any shares subject to this option.
- F6This stock option vests as to 20% of the 10,584 shares on the first anniversary of the date of grant (October 3, 2013) and vests as to 1/60th of the shares monthly thereafter.