SEC Form 4 · accession 0001127602-15-028619
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2015 | S | 100 | $84.81 | D | 68,471 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $84.19 | D | 68,371 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $84.11 | D | 68,271 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $84.07 | D | 68,171 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $83.93 | D | 68,071 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $83.76 | D | 67,971 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $83.75 | D | 67,871 | D | |
| Common Stock | Oct 1, 2015 | S | 50 | $83.55 | D | 67,821 | D | |
| Common Stock | Oct 1, 2015 | M | 1,250 | $32.40 | A | 69,071 | D | |
| Common Stock | Oct 1, 2015 | S | 50 | $83.55 | D | 69,021 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $83.49 | D | 68,921 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $83.45 | D | 68,821 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $83.30 | D | 68,721 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $83.24 | D | 68,621 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $83.15 | D | 68,521 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $83.13 | D | 68,421 | D | |
| Common Stock | Oct 1, 2015 | S | 200 | $83.01 | D | 68,221 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $83.00 | D | 68,121 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $82.98 | D | 68,021 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $82.86 | D | 67,921 | D | |
| Common Stock | Oct 1, 2015 | S | 100 | $82.56 | D | 67,821 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $32.40 | Oct 1, 2015 | M | 1,250 | D | — | Oct 3, 2022 | Common Stock | 1,250 | 18,027 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2015.
- F2This stock option is immediately exercisable as to 11,923 shares and vests as to approximately 321 shares monthly.