SEC Form 4 · accession 0001127602-15-026597
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 3, 2015 · 8:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2015 | S | 100 | $78.45 | D | 68,871 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $78.30 | D | 68,771 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $75.10 | D | 68,671 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $77.98 | D | 68,571 | D | |
| Common Stock | Sep 1, 2015 | M | 2,000 | $30.96 | A | 70,571 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $77.85 | D | 70,471 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $77.78 | D | 70,371 | D | |
| Common Stock | Sep 1, 2015 | S | 81 | $77.75 | D | 70,290 | D | |
| Common Stock | Sep 1, 2015 | S | 200 | $77.72 | D | 70,090 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $77.67 | D | 69,990 | D | |
| Common Stock | Sep 1, 2015 | S | 99 | $77.63 | D | 69,891 | D | |
| Common Stock | Sep 1, 2015 | S | 200 | $77.54 | D | 69,691 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $77.53 | D | 69,591 | D | |
| Common Stock | Sep 1, 2015 | S | 200 | $77.51 | D | 69,391 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $77.41 | D | 69,291 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $77.38 | D | 69,191 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $77.36 | D | 69,091 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $77.28 | D | 68,991 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $77.24 | D | 68,891 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $77.22 | D | 68,791 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $77.15 | D | 68,691 | D | |
| Common Stock | Sep 1, 2015 | S | 100 | $77.09 | D | 68,591 | D | |
| Common Stock | Sep 1, 2015 | S | 20 | $76.84 | D | 68,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $30.96 | Sep 1, 2015 | M | 2,000 | D | — | Sep 29, 2019 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 16, 2014.
- F2This stock option is immediately excercisable as to 2,000 shares and is fully vested.