SEC Form 4 · accession 0001127602-15-016230
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | S | 100 | $77.16 | D | 70,471 | D | |
| Common Stock | May 1, 2015 | S | 100 | $77.28 | D | 70,371 | D | |
| Common Stock | May 1, 2015 | S | 100 | $77.29 | D | 70,271 | D | |
| Common Stock | May 1, 2015 | S | 100 | $77.42 | D | 70,171 | D | |
| Common Stock | May 1, 2015 | M | 2,000 | $30.96 | A | 72,171 | D | |
| Common StockF2 | May 1, 2015 | S | 2,000 | $76.8194 | D | 70,171 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $30.96 | May 1, 2015 | M | 2,000 | D | — | Sep 29, 2019 | Common Stock | 2,000 | 10,000 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 16, 2014.
- F2Represents the weighted average sales price for a number of transactions effected at prices ranging from $76.25 to $77.12. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F3This stock option is immediately exercisable as to 10,000 shares and is fully vested.