SEC Form 4 · accession 0001127602-15-010196
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2015 | S | 100 | $76.24 | D | 56,925 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $76.25 | D | 56,825 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $76.57 | D | 56,725 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $77.16 | D | 56,625 | D | |
| Common Stock | Mar 2, 2015 | M | 2,000 | $30.96 | A | 58,625 | D | |
| Common StockF1 | Mar 2, 2015 | S | 300 | $77.50 | D | 58,325 | D | |
| Common StockF1 | Mar 2, 2015 | S | 90 | $77.55 | D | 58,235 | D | |
| Common StockF1 | Mar 2, 2015 | S | 10 | $77.63 | D | 58,225 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $77.79 | D | 58,125 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $77.81 | D | 58,025 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $77.89 | D | 57,925 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $77.96 | D | 57,825 | D | |
| Common StockF1 | Mar 2, 2015 | S | 200 | $77.99 | D | 57,625 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $78.16 | D | 57,525 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $78.17 | D | 57,425 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $78.31 | D | 57,325 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $78.34 | D | 57,225 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $78.35 | D | 57,125 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $78.40 | D | 57,025 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $78.41 | D | 56,925 | D | |
| Common StockF1 | Mar 2, 2015 | S | 200 | $78.42 | D | 56,725 | D | |
| Common StockF1 | Mar 2, 2015 | S | 100 | $78.46 | D | 56,625 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $30.96 | Mar 2, 2015 | M | 2,000 | D | — | Sep 29, 2019 | Common Stock | 2,000 | 14,000 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 16, 2014.
- F2This stock option is immediately exercisable as to 14,000 shares and is fully vested.