SEC Form 4 · accession 0001127602-15-004318
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2015 | S | 100 | $72.78 | D | 57,325 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $73.12 | D | 57,225 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $73.32 | D | 57,125 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $73.39 | D | 57,025 | D | |
| Common Stock | Feb 2, 2015 | M | 500 | $19.41 | A | 57,525 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $74.08 | D | 57,425 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $74.11 | D | 57,325 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $74.14 | D | 57,225 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $74.23 | D | 57,125 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $74.39 | D | 57,025 | D | |
| Common Stock | Feb 2, 2015 | M | 1,500 | $30.96 | A | 58,525 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $73.43 | D | 58,425 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $73.46 | D | 58,325 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $73.49 | D | 58,225 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $73.56 | D | 58,125 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $73.65 | D | 58,025 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $73.77 | D | 57,925 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $73.79 | D | 57,825 | D | |
| Common StockF1 | Feb 2, 2015 | S | 200 | $73.81 | D | 57,625 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $73.88 | D | 57,525 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $73.89 | D | 57,425 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $73.91 | D | 57,325 | D | |
| Common StockF1 | Feb 2, 2015 | S | 200 | $73.97 | D | 57,125 | D | |
| Common StockF1 | Feb 2, 2015 | S | 100 | $74.01 | D | 57,025 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $19.41 | Feb 2, 2015 | M | 500 | D | — | Oct 3, 2018 | Common Stock | 500 | 199 | D |
| Stock Option (Right to Buy)F3 | $30.96 | Feb 2, 2015 | M | 1,500 | D | — | Sep 29, 2019 | Common Stock | 1,500 | 16,000 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 16, 2014.
- F2This stock option is immediately exercisable as to 199 shares and is fully vested.
- F3This stock option is immediately exercisable as to 16,000 shares and is fully vested.