SEC Form 4 · accession 0001127602-15-004313
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Larocque
Officer — President, N.A. Distribution
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 3,396 | $30.96 | A | 31,524 | D | |
| Common StockF1 | Feb 2, 2015 | S | 1,000 | $73.7101 | D | 30,524 | D | |
| Common StockF1 | Feb 2, 2015 | S | 1,000 | $73.2109 | D | 29,524 | D | |
| Common StockF1 | Feb 2, 2015 | S | 1,000 | $73.3201 | D | 28,524 | D | |
| Common StockF1 | Feb 2, 2015 | S | 396 | $73.5101 | D | 28,128 | D | |
| Common Stock | Feb 2, 2015 | M | 1,604 | $27.87 | A | 29,732 | D | |
| Common StockF1 | Feb 2, 2015 | S | 604 | $73.5101 | D | 29,128 | D | |
| Common StockF1 | Feb 2, 2015 | S | 1,000 | $74.00 | D | 28,128 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $30.96 | Feb 2, 2015 | M | 3,396 | D | — | Sep 29, 2019 | Common Stock | 3,396 | 0 | D |
| Stock Option (Right to Buy)F3 | $27.87 | Feb 2, 2015 | M | 1,604 | D | — | Oct 7, 2020 | Common Stock | 1,604 | 4,536 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 30, 2014.
- F2This stock option is immediately exercisable and there are no longer any shares subject to this option
- F3This stock option is immediately exercisable as to 1,593 shares and vests as to approximately 327 shares monthly.