SEC Form 4 · accession 0001127602-15-001127
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Operating Officer · Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 12:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | S | 100 | $77.38 | D | 51,421 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $77.78 | D | 51,321 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $77.97 | D | 51,221 | D | |
| Common StockF1 | Jan 2, 2015 | S | 50 | $78.41 | D | 51,171 | D | |
| Common StockF1 | Jan 2, 2015 | S | 50 | $78.45 | D | 51,121 | D | |
| Common Stock | Jan 2, 2015 | M | 2,000 | $19.41 | A | 53,121 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $75.58 | D | 53,021 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $75.63 | D | 52,921 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $75.86 | D | 52,821 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $75.94 | D | 52,721 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $75.99 | D | 52,621 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $76.09 | D | 52,521 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $76.10 | D | 52,421 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $76.14 | D | 52,321 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $76.21 | D | 52,221 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $76.22 | D | 52,121 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $76.26 | D | 52,021 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $76.29 | D | 51,921 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $76.33 | D | 51,821 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $76.35 | D | 51,721 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $76.46 | D | 51,621 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $76.57 | D | 51,521 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $76.84 | D | 51,421 | D | |
| Common StockF1 | Jan 2, 2015 | S | 200 | $76.88 | D | 51,221 | D | |
| Common StockF1 | Jan 2, 2015 | S | 100 | $77.18 | D | 51,121 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $19.41 | Jan 2, 2015 | M | 2,000 | D | — | Oct 3, 2018 | Common Stock | 2,000 | 699 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 16, 2014.
- F2This stock option is immediately exercisable as to 699 shares and is fully vested.