SEC Form 5 · accession 0001209191-15-013610
ACCESS NATIONAL CORP · ANCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Randolph Babbitt
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001176316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jan 18, 2013 | G | 370 | $0.00 | D | 75,024 | D | |
| common stockF1,F2,F3,F4 | Dec 11, 2013 | G | 1,650 | $0.00 | D | 110,997 | D | |
| common stock | holding | — | — | — | 51,450 | I | By self as Trustee for J. Randolph Babbitt Revocable Trust | |
| common stockF3 | holding | — | — | — | 0 | I | By self as Trustee for Katherine H. Babbitt Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 219.75 shares acquired on 12/02/2014 pursuant to a dividend reinvestment feature of the Access National Corporation Dividend Reinvestment and Stock Purchase Plan.
- F2Includes 373.21 shares acquired during 2014 as a result of dividends reinvested.
- F3Since the date of the reporting person's last ownership report, 55,265 shares were transferred from indirect ownership by the Katherine H. Babbitt Revocable Trust to the direct ownership of the reporting person pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse or the Katherine H. Babbitt Revocable Trust.
- F4Since the date of the reporting person's last ownership report, 18,235 shares were transferred from direct ownership to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.