SEC Form 4 · accession 0001209191-18-019262
CAVIUM, INC. · CAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Mehrotra
Director
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 9, 2018 | M | 12,500 | $42.01 | A | 85,511 | D | |
| Common stockF1 | Mar 9, 2018 | S | 12,500 | $91.20 | D | 73,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option right to buyF2 | $42.01 | Mar 9, 2018 | M | 12,500 | D | — | Jun 3, 2018 | Common stock | 12,500 | 0 | D |
Explanation of responses
- F1Shares were sold ranging from $90.84 per share to $91.73 per share.
- F21/48th of the shares subject to the option vest monthly over 48 months.